Education:

Georgetown University Law Center, J.D., 1986
Articles and Notes Editor, American Criminal Law Review

Boston University, B.A., magna cum laude, 1983

Publications:

"Securities Enforcement: The Ninth Circuit Confines the SEC's Enforcement Powers Under Section 1103 of Sarbanes-Oxley," Insights: The Corporate and Securities Law Advisor, Vol. 18, Number 6, June 2004.

"Jurisdiction Over 'Books and Records' Claims Under Delaware's Limited Liability Act," Andrews Delaware Corporate Litigation Reporter, Vol. 17, Issue 2, 2003.

"Report of Temporary Special Independent Counsel Pursuant to Senate Resolution 202" (Co-Author), S. Doc. No. 102-20. Associate Counsel, Office of Temporary Special Independent Counsel, May 1992.

"Whittling Away the Right to Counsel" (Co-Author), ABA Criminal Justice Magazine, Vol. 3, No. 4, Winter 1989.

Bar Admissions:

New York State
State of California
U.S. District Court for the Southern District of New York
U.S. District Court for the Eastern District of New York
U.S. District Court for the Central District of California
U.S. District Court for the Northern District of California
U.S. Court of Appeals for the Second Circuit
U.S. Court of Appeals for the Ninth Circuit
U.S. Court of Appeals for the Tenth Circuit

Memberships:

American Bar Association
Association of the Bar of the City of New York
· Women in the Profession Committee
· Chair, Women in the Courtroom Subcommittee

Professional Recognition:

Cambridge Who's Who, 2007, 2008, 2009, 2010
Super Lawyers (Business Litigation) 2007, 2008, 2009, 2010, 2011

t. 212.333.0227
f. 212.333.2350
E. mrice@arkin-law.com

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Michelle A. Rice PDF Print E-mail

Michelle A. Rice has represented individuals, corporations, financial institutions and law firms in a broad array of complex civil, regulatory and white-collar criminal cases and investigations. At the trial level, Ms. Rice has served as lead counsel in securities, insurance, contract, accounting, taxation, fraud and other business tort matters. At the appellate level, she has argued before numerous state and federal appellate courts and administrative tribunals, including the Court of Appeals in New York and en banc proceedings in the Ninth Circuit. Ms. Rice also has considerable experience in alternative dispute resolution, having represented parties in arbitration proceedings conducted under the auspices of the American Arbitration Association, FINRA and the International Chamber of Commerce, and having mediated a number of business disputes on behalf of clients.

Notable representations include:

  • Defending an AmLaw200 law firm against malpractice, fraud and breach
    of fiduciary duty claims, obtaining a dismissal of the claims on summary
    judgment;
  • Defending a hedge fund portfolio company and its directors in a multi-
    million dollar breach of contract action, which resulted in a settlement of
    approximately 1% of the damages sought;
  • Defending a chief executive officer in a federal SEC enforcement trial,
    parallel criminal investigation, multiple civil class action lawsuits and
    private arbitrations;
  • Representing a member of an LLC in a books and records trial in
    Delaware Chancery Court, resulting in a ruling that the LLC had been
    used as a vehicle to perpetrate various frauds upon its members and that
    managing member had engaged in criminal conduct;
  • Representing a Kuwaiti company in a AAA arbitration involving a
    contract dispute over franchise rights, which resulted in an award of $58
    million in damages;
  • Obtaining an unprecedented preliminary injunction restraining a leading
    investment bank from providing investment advisory services to a
    commercial bank seeking to acquire the client in a hostile tender offer; and
  • Representing a private placement agent in a breach of contract and fraud
    action, successfully obtaining the recovery of finder's fees.

In 1992, Ms. Rice served as Associate Counsel to the Temporary Special
Independent Counsel in a United States Senate investigation of unauthorized disclosures of non-public information in connection with the nomination of Clarence Thomas to the Supreme Court and the Senate Ethics Committee investigation of the "Keating Five."

Ms. Rice was born in Chicago, Illinois.